What the plan says
The text below is extracted automatically from the official PDF and may
contain artefacts; the PDF is authoritative.
of water resources.
ENV1 - Flood Risk & Water Resources
Flood Risk
1) In locations identified as being at risk of flooding from any source, planning
permission will only be granted where sequential and exception tests17
have been undertaken and passed as necessary and where the
requirements set out in national policy have been demonstrated through a
site-specific flood risk assessment.
2) Development will only be permitted where it would not be subject to
unacceptable risk of flooding and would not exacerbate the risk of flooding
within the site or elsewhere. Wherever practicable and feasible,
development should reduce existing flood risks to and from the site.
3) New development will not be permitted in Flood Zone 3b, as defined by
the Environment Agency. Redevelopment of existing built development in
17 The Sequential and Exception Tests are not required for applications for some minor development
(householder development, non-residential extensions of less than 250sqm) and changes of use (unless the
change of use would introduce a more vulnerable use to flood risk). However, if applicable, these applications
should be supported by site-specific FRAs. For allocated housing sites, the Sequential Test is not required but
the Exception Test may need to be reapplied. Additionally, the sequential test is not applicable for sites that have
their built footprint, access and egress routes outside areas of flood risk from any source now or in the future.
Flood Zone 3b will only be permitted where a less vulnerable use class as
per the Environment Agency is proposed and ensuring no loss of
floodplain or an increase in flood risk elsewhere.
4) A Flood Risk Assessment (FRA) will be required for development
proposals of 1ha or greater in area within Flood Zone 1, for any proposals
for development within Flood Zones 2 and 3; for proposals within Flood
Zone 1, where proposed development or a change of use to a more
vulnerable class may be subject to other sources of flooding, as identified
in the Strategic Flood Risk Assessment (SFRA), Lead Local Flood
Authority or the Environment Agency’s Flood Map for Planning, if the
SFRA is not fully up to date.
5) Development should be designed using a sequential approach; the most
vulnerable uses of proposed development should be located in the areas
of lowest flood risk within a site, unless there are overriding reasons to
prefer a different location. The site and building design will need to ensure
that development is safe and resilient to flood risk and to any residual risk
in flood defended areas.
6) Development at risk of flooding must be flood resilient and resistant
through appropriate mitigation measures. Safe access and egress routes
are required for development at risk of flooding and for changes of use to a
more vulnerable use; it must be demonstrated that residual risks can be
safely managed.
7) Finished Floor Levels (FFLs) of development in Flood Zones 2 and 3
should be situated at a freeboard of at least 300mm above the modelled
1% (1 in 100 year) plus climate change predicted maximum water levels.
FFLs should also be 300mm above the modelled 1 in 100-year (1%) AEP
surface water level with allowance for climate change. If no surface water
model is available, FFLs should be 300mm above ground level.
8) Major development in all areas will require Sustainable Drainage Systems
(SuDS) to reduce surface water runoff to greenfield rates or less. Minor
developments which incorporate Sustainable Drainage Systems into their
designs will be encouraged, particularly in the River Colne and Gade
catchments, where the cumulative impact of development will have the
highest overall impact on flood risk.
9) Natural Flood Management is encouraged where locationally relevant or
as an off-site measure for larger developments looking to reduce flood risk
upstream, or as part of BNG. These can include offline storage areas,
reconnection and restoration of functional floodplains and targeted
woodland planting.
10) Where appropriate, developers will be required to show that any
necessary flood protection and mitigation measures will not have
unacceptable impacts on nature conservation, landscape character,
recreation or other important matters.
11) Development should maintain a minimum distance of 10m from a main
river (as defined by the Environment Agency) and a minimum distance of
5m from any ordinary watercourse, in order to maintain the riparian habitat
and provide access for maintenance.
Water Resources
12) The council will support development where:
a) the quantity and quality of surface and groundwater resources are
protected from pollution and where possible enhanced.
b) it will not be at risk or adversely affected by unacceptable levels of
aquatic pollution.
c) Efficient use is made of water resources and account taken of
climate change. This means incorporating all or some of the
following measures as part of development:
i) Rainwater harvesting techniques (for example providing water
butts fitted to drainpipes and rainwater storage tanks as part of
new development)
ii) Harvesting and recycling greywater (wastewater from baths,
showers, washbasins, kitchen sinks)
iii) Using water efficient appliances (for showers, taps, washing
machines, toilets etc.)
iv) Using water efficient landscaping and irrigation measures (for
example by using drought tolerant plants)
v) New development adjacent to watercourses should seek to
restore rivers to their natural state, including through de-
culverting piped watercourses. Further culverting and building
or within 8m of existing culverts will not be permitted.
d) Any development adjacent to, over or in a watercourse requires
consideration of the Water Framework Directive requirements and
opportunities outlined in the Thames River Basin Management
Plan. All developments should seek to improve the biodiversity of
the site and contribute towards the riparian corridor’s ability to be
used by migrating species.
e) All new residential development must achieve as a minimum the
optional requirement set through Building Regulations for water
efficiency that requires an estimated water use of no more than
110 litres per person per day. Non-residential development
achieving the ‘BREEAM Excellent’ rating for water efficiency will be
supported.
f) Where appropriate, planning permission for developments resulting
in the need for off-site upgrades to wastewater infrastructure will be
subject to conditions to ensure the occupation does not outpace
the delivery of necessary infrastructure upgrades.
Reasoned Justification:
Flood Risk
10.4 National Policy aims to ensure that flood risk is considered at all stages of the
planning process and to avoid inappropriate development in areas at risk from
flooding by directing development away from areas at highest risk. Where
development cannot be allocated or granted permission in areas of low risk, it must
be made safe without increasing flood risk elsewhere.
10.5 The district is mapped according to the level of flood risk; Flood Zones in Three Rivers
are defined in the council’s Strategic Flood Risk Assessment.
Flood Zone Definition
Zone 1 –
Low
Probability
Land having a less than 1 in 1,000 annual probability of
flooding from rivers or sea.
Zone 2 –
Medium
Probability
Land having between a 1 in 100 and 1 in 1,000 annual
probability of flooding from rivers or sea.
Zone 3a –
High
Probability
Land having a 1 in 100 or greater annual probability of
flooding from rivers or sea.
Zone 3b –
The
Functional
Floodplain
Land providing flood storage or where water has to flow in
times of flood.
10.6 Through applying a risk-based, sequential approach, the overall aim is to steer new
development to Flood Zone 1 (low risk) in the first instance. Development in Zone 2
and Zone 3a may be considered if no other preferable, reasonably available sites in
areas of lower flood risk exist and both parts of an ‘Exception Test’ are satisfied.
Development in Flood Zone 3b will not be permitted; Flood Zone 3b will be protected
as the functional floodplain and its capacity to attenuate periodic flood events will not
be compromised.
10.7 When applying the Sequential Test to individual planning applications, a pragmatic
approach on the availability of alternative sites should be taken.
10.8 Although Flood Zone 1 represents areas of low flondsod risk, it does not account for
the risk of flooding from other sources (e.g. surface water, groundwater). Under the
NPPF, all sources of flood risk and the impacts of climate change, must be
considered.
Site-specific Flood Risk Assessments (FRAs)
10.9 Site-specific FRAs should demonstrate how flood risk will be managed, considering
climate change and having regard to the vulnerability of different land uses to flood
risk. FRAs should make optimum use of already available information, for example
from the SFRA, the Environment Agency and the Lead Local Flood Authority (LLFA).
The detail contained in FRAs should be proportionate to the degree of flood risk and
appropriate to the scale, nature and location of development18.
10.10 National planning guidance19 provides a ‘checklist’ of information to be included in a
site-specific FRAs. In addition, for sites located in catchments identified in the SFRA
as highly sensitive to the cumulative impact of development, site -specific FRAs
should also require considera tion of the cumulative effects of the proposed
development and should demonstrate that flood risk downstream will not be made
worse as a result of cumulative development. Where developments are located in
areas benefitting from defences or adjacent to a ca nal, FRAs should include an
assessment of the residual risk, considering the impact of breach, including the effect
on safe access and egress, as well as potential for flood risk to increase in the future
due to overtopping.
Strategic Flood Risk Assessment (SFRA)
18 PPG Flood Risk and Coastal Change, Paragraph: 021
19 PPG Flood Risk and Coastal Change, Paragraph: 080
10.11 As a means of assessing levels of risk, the council commissioned Level 1 and Level
2 Strategic Flood Risk Assessment s. A South West Hertfordshire wide Level 1
Strategic Flood Risk Assessment was published in 2019. This SFRA concluded that
a Level 2 assessment was required at several sites within Three Rivers District and
as such, a draft Level 2 SFRA was published in 2021. In 2026, a Three Rivers District
specific Level 1 and Level 2 SFRA were published.
10.12 The SFRAs define the flood risk within the district, considering all sources of flooding
and future climate change impacts. The document details the following flood risk
objectives:
• Achieve a reduction in flood risk through spatial planning and site design;
• Consider the cross-boundary and cumulative impacts of flood risk;
• Inform flood risk and drainage assessments and promote SuDS; and
• Identify strategic flood risk solutions, including river and floodplain restoration
and enhancement.
10.13 The SFRAs considered the risk of flooding to individual sites as well as the cumulative
impacts which successive developments may have on flood risk within a river
catchment. The Colne (Ver to Gade) and Gade (Bulbourne to Chess) catchments
were identified as highly sensitive to the cumulative impact of development. In order
to manage the cumulative impact of development on flood risk, all new development
(other than minor extensions) in the Colne (Ver to Gade) and Gade (Bulbourne to
Chess) catchments should provide wider betterment by demonstrating site -specific
FRAs and Surface Water Drainage Strategies what measures can be put in place to
contribute to a reduction in flood risk downstream. This may either be by provision of
additional storage on site (e.g. SuDS wit h long -term storage, natural flood
management techniques, green -blue corridors) and/or by providing a contribution
towards any wider schemes.
Sustainable Drainage Systems (SuDS)
10.14 The use of Sustainable Drainage Systems or Sustainable Urban Drainage Systems
(SuDS) (often referred to interchangeably) to manage surface water flows is an
important tool in managing flood risk, designed to control surface water run off close
to where it falls and to mimic natural drainage as closely as possible. SuDS increases
permeable surfaces in development, allowing water to seep into the ground rather
than running off directly into rivers and drainage systems. SuDS also help to reduce
the burden on traditional water management systems such as sewers and reduce the
impact of pollution on receiving water bodies. Proposals incorporating SuDS should
seek to deliver multifunctional benefits for green space and amenity, recreation and
wildlife.
10.15 SuDS should be integrated into the design of all development sites, although as the
effectiveness of SuDS within a site is dependent on the site characteristics (such as
topography, geology, soil permeability and existing flow paths across the site), the
techniques used should be appropriate to local conditions. Surface Water Drainage
Strategies will be required for major development and where appropriate, for minor
developments. Where SuDS are implemented, the systems used should take account
of advice from the LLFA, have appropriate proposed minimum operational standards
and have maintenance arrangements to ensure operation for the development’s
lifetime. Where implemented on major and minor developments, SuDS schemes
should reduce runoff to greenfield rates or less, unless achieving this standard is
shown to be unreasonable. SuDS on smaller developments will help with mitigating
the cumulative impact of flood risk, defined as a series of many smaller developments
in a river catchment adding to overall run off if no measures are in place to reduce
runoff.
10.16 Development can provide opportunities to work with natural processes to help reduce
flood and erosion risk, benefit the natural environment and reduce costs of schemes.
This is known as Natural Flood Management (NFM), a process whereby action is
taken to mitigate flood risk by protecting, restoring and emulating natural processes.
This approach aims to reduce flow volumes and delay the arrival of peak flood flow
downstream. Techniques include:
• Creation of offline storage areas.
• Re-meandering streams (creation of new meandering courses or
reconnecting cut-off meanders to slow the flow of the river).
• Targeted woodland planting
• Reconnection and restoration of functional floodplains (Section 12.4)
• De-culverting and naturalising watercourses
• Installation or retainment of large woody material in river channels.
• Improvements in management of soil and land use.
• Creation of rural and urban SuDS
10.17 Some measures will be location specific and should be tailored to an areas needs,
with reconnection and restoration of functional floodplains and the creation of offline
storage areas more relevant to the lowland Colne areas in and around the lake
system o f Rickmansworth and further downstream and woodland planting and
remeandering of streams in the more rural upstream areas. An example of areas
where this may work are areas that could facilitate works to allow the existing lake
and pond system in the Colne Valley to store flood water.
Buffer Zones
10.18 In order to maintain the riparian habitat and provide access for maintenance, a
minimum 10m buffer zone from development to a main river (as defined by the
Environment Agency) will be required. The 10m distance is required from the top of
the riverbank and the buffer zone should be used to exclude any development,
including hardstanding, paths and lighting. Buffer zones should be used as green
spaces, with native planting encouraged. Buffer zones should not be used for the
storage of materials. Between an ordinary watercourse and development, a minimum
distance of 5m will be required.
Further Guidance
10.19 Applicants are advised to consult the Level 1 and 2 SFRAs for information on areas
at risk from flooding. Where required by applicants, Hertfordshire County Council (as
the LLFA), the Environment Agency and Thames Water can be contacted for more
detailed flood risk information.
10.20 In some cases, developers will be required to contribute to the delivery of flood risk
management schemes and facilities, as identified in the South West Herts Level 1
SFRA, the Three Rivers Level 2 SFRA and other relevant plans such, as the Local
Flood Risk Management Strategy for Hertfordshire. If identified as appropriate in a
site-specific FRA, developers will be required to work with the emergency services
and emergency planners to prepare an acceptable Flood Warning and Evacuation
Plan, to safely manage residual flood risk.
10.21 Further guidance on flood risk and ways to deliver SuDS are contained in the
following documents (and subsequent updates):
• Hertfordshire County Council (2019) LFRMS 2 - A Strategy for the
Management of Local Sources of Flood Risk 20;
• National Standards for Sustainable Drainage Systems21;
• Hertfordshire Highways Place and Movement Planning and Design Guide22
Water Resources
10.22 The Three Rivers District is entirely underlain by a chalk aquifer, which is the main
drinking water resource for the area and a regionally important source of
groundwater. It is important to protect this resource from pollution and to safeguard
it, taking into account future climate change. The Three Rivers area has a large
number of surface water resources including the Rivers Colne, Gade and Chess, the
Grand Union Canal, as well as several lakes and ponds, particularly within the
floodplain of the River Colne.
10.23 It is essential for development to protect and, where possible, enhance water quality.
This means controlling pollution, protecting and enhancing the quality and quantity of
groundwater, and protecting and enhancing surface water resources, such as by
using SuDS to manage surface water. Development should ensure, where possible,
that it carries out measures found in the Thames River Basin Management Plan and
should ensure that there is no deterioration in the status of designated water bodies.
Changes to th e design of developments and the implementation of mitigation
measures should ensure potential harm to water bodies is prevented, however,
20 Hertfordshire County Council (2019) LFRMS 2 - A Strategy for the Management of Local Sources of Flood
Risk. https://www.hertfordshire.gov.uk/media-library/documents/environment-and-planning/water/flood-risk-
management/lfrms-for-hertfordshire-full-report.pdf
21 National Standards for Sustainable Drainage Systems https://www.gov.uk/government/publications/national-
standards-for-sustainable-drainage-systems/national-standards-for-sustainable-drainage-systems-suds
22 Hertfordshire Highways Place and Movement Planning and Design Guide
https://www.hertfordshire.gov.uk/services/highways-roads-and-pavements/business-and-developer-
information/development-management/highways-development-management.aspx#highwaydesignguide
where it is likely that a proposal would have a significant adverse impact on water
quality, a more detailed assessment will be required23. If adequate mitigation cannot
be provided against any significant adverse impact on water quality, the application
should be refused.
10.24 Three Rivers is an area of serious water stress (as classified by the Environment
Agency)24, so reducing water consumption levels is important. Measures that will
reduce water consumption will be expected, recognising that the incorporation of
water efficiency measures into developments is essential to prepare and be able to
adapt to climate change and increased water demand in future. The efficient use of
water resources, including water reuse and recycling, should be sought through
sustainable construction methods (such as rainwater harvesting) that conserve and
make prudent use of water and other natural resources. Water -efficient appliances
(for showers, taps, washing machines, toilets, etc.) and water -efficient landscaping
and irrigating measures in new developments will also help to support sustainable
supplies of water for the future.
10.25 Given the district’s location in an area of serious water stress and the estimated future
shortfall in water supply, all new developments will be expected to meet the water
efficiency standard of 110 litres per person per day (or less). Older buildings are often
the least efficient in resource use and therefore, where opportunities arise through
the refurbishment or change of use of existing buildings, retrofitting to improve the
water efficiency of buildings will be supported25. The Environment Agency’s Thames
River Basin Management Plan and Affinity Water support the adoption of this
standard, given the need to ensure long-term water efficiency and supply. The Colne
Abstraction Licensing Strategy ( 2026)26 shows that the Environment Agency were
unable to grant new licences for abstraction from surface waters and most
groundwater areas, further evidencing the stress on water availability in Three Rivers
and the subsequent need to incorporate water efficiency measures into development.
Water Waste and Sewage
10.26 The council will seek to ensure that there is adequate wastewater infrastructure to
serve all new developments. Developers are encouraged to contact Thames Water
as early as possible to discuss their development proposals and intended delivery
programme to assist with identifying any potential water and wastewater network
reinforcement requirements. Where there is a capacity constraint, when appropriate,
phasing conditions will be applied in order to ensure that any necessary infrastructure
upgrades are del ivered ahead of the occupation of the relevant phase of
development.
10.27 It is noted that many existing water mains and sewerage systems are increasingly
becoming overloaded by successive development. It is therefore crucial to ensure
that adequate infrastructure is in place prior to development, to avoid impacts such
23 The requirements of a detailed water quality assessment are set out in PPG (Water supply, wastewater and
water quality; Paragraph: 016).
24 The Environment Agency (2021) Water stressed areas – final classification
https://www.gov.uk/government/publications/water-stressed-areas-2021-classification . ‘Serious’ water stress is
identified as an area where the current or future demand for household water is, or is likely to be, a high
proportion of the effective rainfall which is available to meet that demand.
25 The BREEAM Refurbishment and Fit-Out Technical Standard provides guidance to support retrofitting.
BREEAM UK (2014) Refurbishment and Fit-out Technical Standard https://breeam.com/standards/refurbishment
26 The Environment Agency (2026) Colne abstraction licensing strategy.
https://www.gov.uk/government/publications/colne-catchment-abstraction-licensing-strategy
as sewage flooding of existing residential dwellings and commercial premises. New
development must be served by an adequate means of water supply and sufficient
foul and surface water drainage and adequate provision must be made for water
supply and sewerage infrastructure.
10.28 The Water Cycle Study Scoping Report (2010) for South West Hertfordshire
highlighted the restrictions in the capacity of Maple Lodge and Blackbirds Wastewater
Treatment Works in accommodating growth. Upgrading of the sewerage
infrastructure across South We st Hertfordshire was identified as a requirement.
These conclusions were reinforced in the Draft Hertfordshire Water Study (2017)
which concluded that in the longer term (2031 -2051), strategic investment will be
required to increase the capacity of major s ewage treatment works in Hertfordshire,
including Maple Lodge STW. This infrastructure requirement is detailed further in the
Infrastructure Delivery Plan (IDP).
10.29 Further guidance on ways to conserve water are contained in the following
documents (and subsequent updates):
• Building Futures: Sustainable Design Toolkit27
• Affinity Water: Water Resource Management Plan28
• Thames River Basin Management Plan29
• BREEAM New Construction Technical Standards
• BREEAM Refurbishme